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[Epilogue
from Paul Valery:] "Our fine arts were developed, their types
and uses were established, in times very different from the present,
by men whose power of action upon things was insignificant in
comparison with ours. But the amazing growth of our techniques,
the adaptability and precision they have attained, the ideas and
habits they are creating, make it a certainty that profound changes
are impending in the ancient craft of the Beautiful. In all the
arts there is a physical component which can no longer be considered
or treated as it used to be, which cannot remain unaffected by
our modern knowledge and power. For the last twenty years neither
matter nor space nor time has been what it was from time immemorial.
We must expect great innovations to transform the entire technique
of the arts, thereby affecting artistic invention itself and perhaps
even bringing about an amazing change in our very notion of art."
[from Section
I]
These convergent endeavors made predictable
a situation which Paul Valery pointed up in this sentence: "Just
as water, gas, and electricity are brought into our houses from
far off to satisfy our needs in response to a minimal effort,
so we shall be supplied with visual or auditory images, which
will appear and disappear at a simple movement of the hand, hardly
more than a sign." Around 1900 technical reproduction had reached
a standard that not only permitted it to reproduce all transmitted
works of art and thus to cause the most profound change in their
impact upon the public; it also had captured a place of its own
among the artistic processes.
[from
Section II]
Even
the most perfect reproduction of a work of art is lacking in one
element: its presence in time and space, its unique existence
at the place where it happens to be. This unique existence of
the work of art determined the history to which it was subject
throughout the time of its existence. This includes the changes
which it may have suffered in physical condition over the years
as well as the various changes in its ownership. The traces of
the first can be revealed only by chemical or physical analyses
which it is impossible to perform on a reproduction; changes of
ownership are subject to a tradition which must be traced from
the situation of the original.
The presence
of the original is the prerequisite to the concept of authenticity.
Chemical analyses of the patina of a bronze can help to establish
this, as does the proof that a given manuscript of the Middle
Ages stems from an archive of the fifteenth century. The whole
sphere of authenticity is outside technicaland, of course,
not only technicalreproducibility. Confronted with its manual
reproduction, which was usually branded as a forgery, the original
preserved all its authority; not so vis a vis technical reproduction.
The reason is twofold. First, process reproduction is more independent
of the original than manual reproduction. For example, in photography,
process reproduction can bring out those aspects of the original
that are unattainable to the naked eye yet accessible to the lens,
which is adjustable and chooses its angle at will. And photographic
reproduction, with the aid of certain processes, such as enlargement
or slow motion, can capture images which escape natural vision.
Secondly, technical reproduction can
put the copy of the original into situations which would be out
of reach for the original itself. Above all, it enables the original
to meet the beholder halfway, be it in the form of a photograph
or a phonograph record. The cathedral leaves its locale to be
received in the studio of a lover of art; the choral production,
performed in an auditorium or in the open air, resounds in the
drawing room.
The situations
into which the product of mechanical reproduction can be brought
may not touch the actual work of art, yet the quality of its presence
is always depreciated. This holds not only for the art work but
also, for instance, for a landscape which passes in review before
the spectator in a movie. In the case
of the art object, a most sensitive nucleusnamely, its authenticityis
interfered with whereas no natural object is vulnerable on that
score. The authenticity of a thing
is the essence of all that is transmissible from its beginning,
ranging from its substantive duration to its testimony to the
history which it has experienced. Since the historical testimony
rests on the authenticity, the former, too, is jeopardized by
reproduction when substantive duration ceases to matter. And what
is really jeopardized when the historical testimony is affected
is the authority of the object.
One might subsume
the eliminated element in the term "aura" and go on to say: that
which withers in the age of mechanical reproduction is the aura
of the work of art. This is a
symptomatic process whose significance points beyond the realm
of art. One
might generalize by saying: the technique of reproduction detaches
the reproduced object from the domain of tradition.
[from
Section III]
During long periods of history, the mode of
human sense perception changes with humanity's entire mode of
existence. The manner in which human sense perception is organized,
the medium in which it is accomplished, is determined not only
by nature but by historical circumstances as well.
The concept
of aura which was proposed above with reference to historical
objects may usefully be illustrated with reference to the aura
of natural ones. We define the aura of the latter as the unique
phenomenon of a distance, however close it may be. If, while resting
on a summer afternoon, you follow with your eyes a mountain range
on the horizon or a branch which casts its shadow over you, you
experience the aura of those mountains, of that branch. This image
makes it easy to comprehend the social bases of the contemporary
decay of the aura. It rests on two circumstances, both of which
are related to the increasing significance of the masses in contemporary
life. Namely, the desire of contemporary masses to bring things
"closer" spatially and humanly, which is just as ardent as their
bent toward overcoming the uniqueness of every reality by accepting
its reproduction. Every day the urge grows stronger to get hold
of an object at very close range by way of its likeness, its reproduction.
Unmistakably, reproduction as offered by picture magazines and
newsreels differs from the image seen by the unarmed eye. Uniqueness
and permanence are as closely linked in the latter as are transitoriness
and reproducibility in the former. To pry an object from its shell,
to destroy its aura, is the mark of a perception whose "sense
of the universal equality of things" has increased to such a degree
that it extracts it even from a unique object by means of reproduction.
[from
Section IV]
The uniqueness of a work of art
is inseparable from its being imbedded in the fabric of tradition.
This tradition itself is thoroughly alive and extremely changeable.
An ancient statue of Venus, for example, stood in a different
traditional context with the Greeks, who made it an object of
veneration, than with the clerics of the Middle Ages, who viewed
it as an ominous idol. Both of them, however,
were equally confronted with its uniqueness, that is, its aura.
Originally the contextual integration of
art in tradition found its expression in the cult. We know that
the earliest art works originated in the service of a ritualfirst
the magical, then the religious kind. It is significant that the
existence of the work of art with reference to its aura is never
entirely separated from its ritual function. In other words, the
unique value of the "authentic" work of art has its basis in ritual,
the location of its original use value. This ritualistic basis,
however remote, is still recognizable as secularized ritual even
in the most profane forms of the cult of beauty.
An analysis of art in the age
of mechanical reproduction must do justice to these relationships,
for they lead us to an all-important insight: for the first time
in world history, mechanical reproduction emancipates the work
of art from its parasitical dependence on ritual. To an ever greater
degree the work of art reproduced becomes the work of art designed
for reproducibility. From a photographic negative, for example,
one can make any number of prints; to ask for the "authentic"
print makes no sense. But the instant the criterion of authenticity
ceases to be applicable to artistic production, the total function
of art is reversed. Instead of being based on ritual, it begins
to be based on another practicepolitics.
[from
Section V]
Works
of art are received and valued on different planes. Two polar
types stand out; with one, the accent is on the cult value; with
the other, on the exhibition value of the work. Artistic production
begins with ceremonial objects destined to serve in a cult. One
may assume that what mattered was their existence, not their being
on view. The elk portrayed by the man of the Stone Age on the
walls of his cave was an instrument of magic. He did expose it
to his fellow men, but in the main it was meant for the spirits.
Today the cult value would seem to demand that the work of art
remain hidden. Certain statues of gods are accessible only to
the priest in the cella; certain Madonnas remain covered nearly
all year round; certain sculptures on medieval cathedrals are
invisible to the spectator on ground level. With the emancipation
of the various art practices from ritual go increasing opportunities
for the exhibition of their products. It is easier to exhibit
a portrait bust that can be sent here and there than to exhibit
the statue of a divinity that has its fixed place in the interior
of a temple. The same holds for the painting as against the mosaic
or fresco that preceded it. And even though the public presentability
of a mass originally may have been just as great as that of a
symphony, the latter originated at the moment when its public
presentability promised to surpass that of the mass.
With the
different methods of technical reproduction of a work of art,
its fitness for exhibition increased to such an extent that the
quantitative shift between its two poles turned into a qualitative
transformation of its nature. This is comparable to the situation
of the work of art in prehistoric times when, by the absolute
emphasis on its cult value, it was, first and foremost, an instrument
of magic. Only later did it come to be recognized as a work of
art. In the same way today, by the absolute emphasis on its exhibition
value the work of art becomes a creation with entirely new functions,
among which the one we are conscious of, the artistic function,
later may be recognized as incidental. This much is certain: today
photography and the film are the most serviceable exemplifications
of this new function.
[from
Section VIII]
Hence, the performance of the actor
is subjected to a series of optical tests. This is the first consequence
of the fact that the actor's performance is presented by means
of a camera. Also, the film actor lacks the opportunity of the
stage actor to adjust to the audience during his performance,
since he does not present his performance to the audience in person.
This permits the audience to take the position of a critic, without
experiencing any personal contact with the actor. The audience's
identification with the actor is really an identification with
the camera. Consequently the audience takes the position of the
camera; its approach is that of testing. This is not the approach
to which cult values may be exposed.
[from
Section XI]
The shooting of a film, especially of a sound film, affords a
spectacle unimaginable anywhere at any time before this. It presents
a process in which it is impossible to assign to a spectator a
viewpoint which would exclude from the actual scene such extraneous
accessories as camera equipment, lighting machinery, staff assistants,
etc.unless his eye were on a line parallel with the lens.
This circumstance, more than any other, renders superficial and
insignificant any possible similarity between a scene in the studio
and one on the stage. In the theater one is well aware of the
place from which the play cannot immediately be detected as illusionary.
There is no such place for the movie scene that is being shot.
Its illusionary nature is that of the second degree, the result
of cutting. That is to say, in the
studio the mechanical equipment has penetrated so deeply into
reality that its pure aspect freed from the foreign substance
of equipment is the result of a special procedure, namely, the
shooting by the specially adjusted camera and the mounting of
the shot together with other similar ones. The equipment-free
aspect of reality here has become the height of artifice; the
sight of immediate reality has become an orchid in the land of
technology.
[from
Section XII]
Mechanical reproduction of art changes
the reaction of the masses toward art. The reactionary attitude
toward a Picasso painting changes into the progressive reaction
toward a Chaplin movie. The progressive reaction is characterized
by the direct, intimate fusion of visual and emotional enjoyment
with the orientation of the expert. Such fusion is of great social
significance. The greater the decrease in the social significance
of an art form, the sharper the distinction between criticism
and enjoyment by the public. The conventional is uncritically
enjoyed, and the truly new is criticized with aversion. With regard
to the screen, the critical and the receptive attitudes of the
public coincide.
[from
Section XIII]
Since the Psychopathology
of Everyday Life things have changed. This book isolated and
made analyzable things which had heretofore floated along unnoticed
in the broad stream of perception. For the entire spectrum of
optical, and now also acoustical, perception the film has brought
about a similar deepening of apperception.
By
close-ups of the things around us, by focusing on hidden details
of familiar objects, by exploring common place milieus under the
ingenious guidance of the camera, the film, on the one hand, extends
our comprehension of the necessities which rule our lives; on
the other hand, it manages to assure us of an immense and unexpected
field of action. Our taverns and our metropolitan streets, our
offices and furnished rooms, our railroad stations and our factories
appeared to have us locked up hopelessly. Then came the film and
burst this prison-world asunder by the dynamite of the tenth of
a second, so that now, in the midst of its far-flung ruins and
debris, we calmly and adventurously go traveling. With the close-up,
space expands; with slow motion, movement is extended. The enlargement
of a snapshot does not simply render more precise what in any
case was visible, though unclear: it reveals entirely new structural
formations of the subject. So, too, slow motion not only presents
familiar qualities of movement but reveals in them entirely unknown
ones "which, far from looking like retarded rapid movements, give
the effect of singularly gliding, floating, supernatural motions."
[from
Section XIV]
In the decline of middle-class
society, contemplation became a school for asocial behavior; it
was countered by distraction as a variant of social conduct. Dadaistic
activities actually assured a rather vehement distraction by making
works of art the center of scandal. One requirement was foremost:
to outrage the public.
From an alluring
appearance or persuasive structure of sound the work of art of
the Dadaists became an instrument of ballistics. It hit the spectator
like a bullet, it happened to him, thus acquiring a tactile quality.
It promoted a demand for the film, the distracting element of
which is also primarily tactile, being based on changes of place
and focus which periodically assail the spectator. Let us compare
the screen on which a film unfolds with the canvas of a painting.
The painting invites the spectator to contemplation; before it
the spectator can abandon himself to his associations. Before
the movie frame he cannot do so. No sooner has his eye grasped
a scene than it is already changed. It cannot be arrested. Duhamel,
who detests the film and knows nothing of its significance, though
something of its structure, notes this circumstance as follows:
"I can no longer think what I want to think. My thoughts have
been replaced by moving images." The spectator's process of association
in view of these images is indeed interrupted by their constant,
sudden change. This constitutes the shock effect of the film,
which, like all shocks, should be cushioned by heightened presence
of mind. By means of its technical structure, the film has taken
the physical shock effect out of the wrappers in which Dadaism
had, as it were, kept it inside the moral shock effect.
[Section
XV]
What he objects to most is the
kind of participation which the movie elicits from the masses.
Duhamel calls the movie "a pastime for helots, a diversion for
uneducated, wretched, worn-out creatures who are consumed by their
worries a spectacle which requires no concentration and presupposes
no intelligence which kindles no light in the heart and awakens
no hope other than the ridiculous one of someday becoming a 'star'
in Los Angeles." Clearly, this is at bottom the same ancient lament
that the masses seek distraction whereas art demands concentration
from the spectator. That is a commonplace.
The question
remains whether it provides a platform for the analysis of the
film. A closer look is needed here. Distraction and concentration
form polar opposites which may be stated as follows: A man who
concentrates before a work of art is absorbed by it. He enters
into this work of an the way legend tells of the Chinese painter
when he viewed his finished painting. In contrast, the distracted
mass absorbs the work of art. This is most obvious with regard
to buildings. Architecture has always represented the prototype
of a work of art the reception of which is consummated by a collectivity
in a state of distraction. The laws of its reception are most
instructive.
Buildings have
been man's companions since primeval times. Many art forms have
developed and perished. Tragedy begins with the Greeks, is extinguished
with them, and after centuries its "rules" only are revived. The
epic poem, which had its origin in the youth of nations, expires
in Europe at the end of the Renaissance. Panel painting is a creation
of the Middle Ages, and nothing guarantees its uninterrupted existence.
But the human need for shelter is lasting. Architecture has never
been idle. Its history is more ancient than that of any other
art, and its claim to being a living force has significance in
every attempt to comprehend the relationship of the masses to
art. Buildings are appropriated in a twofold manner: by use and
by perceptionor rather, by touch and sight. Such appropriation
cannot be understood in terms of the attentive concentration of
a tourist before a famous building. On the tactile side there
is no counterpart to contemplation on the optical side. Tactile
appropriation is accomplished not so much by attention as by habit.
As regards architecture, habit determines to a large extent even
optical reception. The latter, too, occurs much less through rapt
attention than by noticing the object in incidental fashion. This
mode of appropriation, developed with reference to architecture,
in certain circumstances acquires canonical value. For the tasks
which face the human apparatus of perception at the turning points
of history cannot be solved by optical means, that is, by contemplation,
alone. They are mastered gradually by habit, under the guidance
of tactile appropriation.
The
distracted person, too, can form habits. More, the ability to
master certain tasks in a state of distraction proves that their
solution has become a matter of habit. Distraction as provided
by art presents a covert control of the extent to which new tasks
have become soluble by apperception. Since, moreover, individuals
are tempted to avoid such tasks, art will tackle the most difficult
and most important ones where it is able to mobilize the masses.
Today it does so in the film. Reception in a state of distraction,
which is increasing noticeably in all fields of art and is symptomatic
of profound changes in apperception, finds in the film its true
.means of exercise. The film with
its shock effect meets this mode of reception halfway. The film
makes the cult value recede into the background not only by putting
the public in the position of the critic, but also by the fact
that at the movies this position requires no attention. The public
is an examiner, but an absent-minded one.
[from Benjamin's Notes]
(Note #5:) The definition of the
aura as a "unique phenomenon of a distance however close
it may be" represents nothing but the formulation of the
cult value of the work of art in categories of space and time
perception. Distance is the opposite of closeness. The essentially
distant object is the unapproachable one. Unapproachability is
indeed a major quality of the cult image. True to its nature,
it remains "distant, however close it may be." The closeness
which one may gain from its subject matter does not impair the
distance which it retains in its appearance.
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